Skill

legalcode-us-private-offering-and-blue-sky-compliance

Reviews US private securities offerings and resale transactions for Securities Act compliance — validates exemption selection (Reg D Rules 504/506(b)/506(c), Reg A/A+, Reg CF, Section 4(a)(2), Section 4(a)(7), Rule 144/144A), audits accredited investor verification procedures, performs bad actor disqualification checks under Rule 506(d), analyzes general solicitation controls, reviews offering materials and investor disclosures, maps Blue Sky notice filing obligations across all states, applies the integration doctrine, identifies broker-dealer and finder touchpoints, and builds a post-closing compliance calendar. Use when structuring a new Reg D offering, advising on resale path for restricted securities, preparing Blue Sky filings, reviewing placement agent agreements, conducting a private placement compliance audit, evaluating bad actor status of offering participants, or assessing securities law exposure before an M&A transaction involving privately placed securities. US federal Securities Act of 1933 plus state Blue Sky laws. Companion to legalcode-us-sec-reporting-compliance for public companies.