Compliance and Regulatory Skills

AI skills for regulatory compliance mapping, obligation tracking, and enforcement action analysis across financial services, healthcare, and technology sectors.

legalcode-accessibility-compliance

Assesses digital and physical accessibility compliance for websites, mobile apps, software, and built environments under the Americans with Disabilities Act Title III (42 U.S.C.

Global

legalcode-advertising-marketing-compliance

Reviews advertising and marketing materials for legal compliance across US, EU, and UK regulatory frameworks.

Global

legalcode-ai-in-employment-compliance

Assess and remediate compliance with laws governing AI and automated decision-making in employment and hiring contexts.

Global

legalcode-aml-kyc-compliance

Design, assess, and gap-analyse Anti-Money Laundering and Know Your Customer compliance programs covering: Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures; beneficial ownershi...

Global

legalcode-anti-bribery-compliance

Assess, build, or remediate an organization's anti-bribery and anti-corruption (ABAC) compliance program against the major international regimes: US Foreign Corrupt Practices Act (FCPA) anti-bribery p...

Global

legalcode-au-asic-regulatory-compliance

Assess compliance with the Australian Securities and Investments Commission (ASIC) regulatory framework.

Australia

legalcode-au-consumer-law-compliance

Assess compliance with the Australian Consumer Law (ACL) — Schedule 2 of the Competition and Consumer Act 2010 (Cth).

Australia

legalcode-au-fair-work-compliance

Assess compliance with the Fair Work Act 2009 (Cth) — including the 11 National Employment Standards (NES), modern award coverage and minimum entitlements, enterprise agreement obligations, general pr...

Australia

legalcode-benefits-erisa-compliance

Assess ERISA compliance for US employee benefit plans — fiduciary duties, prohibited transactions, plan document requirements, SPDs, Form 5500, COBRA, HIPAA portability, ACA employer mandate (IRC § 49...

Global

legalcode-biometric-data-compliance

Assess biometric data privacy compliance across Illinois BIPA (740 ILCS 14), Texas CUBI (Tex.

Global

legalcode-br-clt-employment-review

Reviews Brazilian employment contracts, HR policies, payroll calculations, and termination packages for CLT (Consolidação das Leis do Trabalho) compliance.

Brazil

legalcode-brand-protection-program

Develops and audits brand protection programs covering trademark monitoring, domain name disputes (UDRP/URS/ACPA), social media enforcement (Meta/Instagram, X/Twitter, TikTok, YouTube, LinkedIn), coun...

Global

legalcode-breach-regulatory-notification-drafter

Draft jurisdiction-specific regulatory notification documents for data protection authorities (DPAs), Attorneys General, and sector regulators following a confirmed data breach.

Global

legalcode-ca-employment-standards-review

Reviews employment standards compliance across all Canadian jurisdictions — federal Canada Labour Code (Part III) and all 13 provincial/territorial Employment Standards Acts.

Canada — Federal

legalcode-ca-pipeda-compliance

Comprehensive PIPEDA compliance assessment for Canadian private-sector organizations.

Canada — Federal

legalcode-ccpa-admt-compliance

Assess and implement California CPRA Automated Decision-Making Technology (ADMT) compliance for businesses using AI or algorithmic systems that make or substantially replace human decision-making for...

Global

legalcode-ch-ndsg-compliance

Switzerland revised Federal Act on Data Protection (nDSG / revDSG / FADP, SR 235.1, in force 1 September 2023) compliance assessment.

Switzerland

legalcode-citation-checker

Verify, correct, and audit legal citations across Bluebook (22nd ed.), California Style Manual (4th ed.), OSCOLA (5th ed.), and AGLC (4th ed.) — format compliance, current treatment checks, Shepardizi...

Global

legalcode-compliance-program-builder

Build comprehensive corporate compliance programs aligned with DOJ Evaluation of Corporate Compliance Programs (ECCP) September 2024, UK Ministry of Justice Adequate Procedures under the Bribery Act 2...

Global

legalcode-compliance-risk-assessment

Conducts systematic enterprise compliance risk assessments aligned with ISO 37301:2021 (Clause 6.1.2), DOJ Evaluation of Corporate Compliance Programs (ECCP) September 2024 risk assessment element, CO...

Global

legalcode-consumer-lending-compliance

Assess consumer lending programs and loan portfolios for regulatory compliance across the US, UK, and EU.

Global

legalcode-cookie-compliance-audit

Audit cookie and tracking technology implementations for ePrivacy Directive and GDPR compliance.

Global

legalcode-coppa-compliance-assessment

COPPA compliance assessment for operators of websites and online services directed to children or with actual knowledge of child users.

Global

legalcode-cross-border-checklist

Generate a comprehensive cross-border transaction checklist covering all major compliance and legal dimensions of international deals: governing law and choice of law, dispute resolution mechanisms, r...

Global

legalcode-dmca-takedown-workflow

Manages DMCA takedown and counter-notification workflows under 17 USC 512, and EU Digital Services Act (DSA, Regulation 2022/2065) notice-and-action obligations.

Global

legalcode-dora-compliance-assessment

Assesses EU DORA (Digital Operational Resilience Act, Regulation (EU) 2022/2554) compliance for financial entities covering all five DORA pillars: ICT risk management framework (Chapter II, Articles 5...

Global

legalcode-employee-handbook-review

Review employee handbooks and policy manuals for legal compliance, policy gaps, and liability-creating language.

Global

legalcode-entity-compliance-tracker

Track corporate entity compliance obligations across jurisdictions and generate compliance calendars.

Global

legalcode-environmental-compliance-review

Reviews environmental compliance obligations across US, EU, and UK regulatory frameworks.

Global

legalcode-eu-ai-act-high-risk-compliance

EU AI Act (Regulation 2024/1689) high-risk AI system compliance assessment covering risk classification determination (Annex I and Annex III categories), risk management system requirements (Art.

Global

legalcode-eu-competition-law-assessment

Assess EU competition law compliance across all major enforcement pillars: Article 101 TFEU (anti-competitive agreements, cartels, block exemptions including VBER 2022/720 and horizontal BERs), Articl...

European Union

legalcode-eu-csrd-sustainability-reporting

EU CSRD (Directive 2022/2464/EU) sustainability reporting compliance assessment.

European Union

legalcode-eu-dma-compliance

Assess compliance with the EU Digital Markets Act (Regulation (EU) 2022/1925, "DMA") for any organisation that may be a gatekeeper or that provides products or services on a designated gatekeeper's co...

European Union

legalcode-eu-dsa-compliance

Assess compliance with the EU Digital Services Act (Regulation (EU) 2022/2065, "DSA") for any provider of intermediary services, online platforms, or online search engines serving EU users.

European Union

legalcode-eu-prospectus-regulation

Guides compliance with the EU Prospectus Regulation (Regulation (EU) 2017/1129, as amended by the EU Listing Act Regulation (EU) 2024/2809).

European Union

legalcode-eu-whistleblower-directive

Implement and audit compliance with EU Whistleblower Directive 2019/1937.

European Union

legalcode-fintech-regulatory-assessment

Assess fintech regulatory compliance across four major jurisdictions — US, UK, EU, and Singapore.

Global

legalcode-fr-cnil-privacy-compliance

Assess an organization's privacy compliance against French data protection law: the Loi Informatique et Libertés (LIL, Loi n°78-17 du 6 janvier 1978 modifiée), CNIL regulatory guidance, and GDPR as im...

France

legalcode-fr-sapin-ii-compliance

Assess an organization's anti-corruption compliance program against France's Loi Sapin II (Loi n° 2016-1691 du 9 décembre 2016) and its Loi Waserman (2022) whistleblower amendments.

France

legalcode-franchise-agreement-review

Review franchise agreements and Franchise Disclosure Documents (FDD/disclosure documents) clause-by-clause against regulatory requirements and market standards — flag deviations, generate confidence-s...

Global

legalcode-franchise-agreement-review-au

Review franchise agreements for Australian operations against the Franchising Code of Conduct 2025 (Competition and Consumer (Industry Codes—Franchising) Regulations 2024) and Australian Consumer Law...

Australia

legalcode-franchise-agreement-review-uk

Review franchise agreements for UK operations under the self-regulatory and common law framework — analyse against BFA Code of Ethics disclosure and fair dealing standards, screen for unfair contract...

United Kingdom

legalcode-hipaa-compliance-assessment

HIPAA compliance assessment for covered entities and business associates covering the Security Rule (45 CFR Part 164 Subpart C), Privacy Rule (45 CFR Part 164 Subpart E), and Breach Notification Rule...

Global

legalcode-immigration-work-authorization

Guide employer-side immigration and work authorization compliance across the United States, United Kingdom, European Union, Australia, and Canada.

Global

legalcode-investigation-plan-builder

Build structured investigation plans for workplace complaints and compliance matters — from intake triage through investigation design, investigator assignment, interview guide generation, timeline co...

Global

legalcode-invoice-reviewer

Review outside counsel invoices against billing guidelines — flag block billing, vague narratives, excessive hours, rate non-compliance, improper staffing, prohibited charges, and mathematical errors.

Global

legalcode-jp-labor-standards-compliance

Assess compliance with Japanese labor law for employers operating in Japan.

Japan

legalcode-jurisdiction-mapper

Produces comparative legal matrices across multiple jurisdictions for privacy and data protection, employment law, data localization, consumer protection, contract enforcement, and corporate governanc...

Global

legalcode-legal-ops-dashboard

Generate legal department operational reports and dashboards covering contract turnaround time, matter cycle time, spend analysis, outside counsel utilization, self-service adoption, SLA compliance, a...

Global

legalcode-legal-risk-assessment

Assess legal risk across an organization, transaction, product, or initiative — identify risks by category (regulatory, contractual, litigation, IP, data privacy, employment, corporate governance), sc...

Global

legalcode-legislation-verification

Verify cited statutes, regulations, directives, rules, and public guidance for currency, accuracy, and proposition support.

Global

legalcode-nis2-compliance-assessment

NIS2 Directive (EU 2022/2555) compliance assessment for essential and important entities covering entity classification (essential vs.

Global

legalcode-nz-employment-relations

Assess New Zealand employment law compliance and disputes under the Employment Relations Act 2000 (ERA) — good faith obligations, personal grievances, unjustified dismissal, 90-day trial periods, brea...

New Zealand

legalcode-open-source-license-compliance

Audit open-source software license compliance for any project or dependency inventory.

Global

legalcode-pci-dss-compliance

PCI DSS v4.0.1 compliance assessment for merchants, service providers, and their technology teams covering the full lifecycle: CDE scoping and network segmentation validation, SAQ type determination (...

Global

legalcode-policy-gap-analysis

Compares organizational policies and procedures against applicable regulatory requirements, industry standards, and best practices to identify gaps, conflicts, and areas requiring update.

Global

legalcode-private-placement-memo-review

Review Private Placement Memoranda (PPMs) for disclosure adequacy, securities law compliance, and liability exposure.

Global

legalcode-privilege-review

Run defensible privilege review for litigation, investigations, and regulatory responses.

Global

legalcode-regulatory-change-tracker

Monitor regulatory landscape changes and assess their impact on organizational compliance posture across privacy, employment, financial services, environmental, AI, and sector-specific regulations.

Global

legalcode-residential-lease-review

Review residential leases and tenancy agreements for tenants, landlords, and property managers — identify problematic clauses, flag illegal provisions, generate compliance checklists, and produce juri...

Global

legalcode-sanctions-export-control-screening

Screen transactions, counterparties, and exports against major international sanctions and export control regimes: OFAC SDN and Consolidated Sanctions Lists (all programs), EU Consolidated Sanctions L...

Global

legalcode-sec-filing-checklist

Generates comprehensive SEC filing compliance checklists for US public companies.

Global

legalcode-securities-regulation-compliance

Analyze securities offering compliance covering US exemptions (Reg D Rule 506(b) / 506(c), Regulation A+ Tier 1/Tier 2, Regulation CF crowdfunding, Regulation S offshore transactions, Rule 144/144A re...

Global

legalcode-settlement-agreement-drafter

Draft and review settlement agreements covering mutual releases, payment terms and schedules, confidentiality and non-disparagement, representations and warranties, tax indemnification, enforcement me...

Global

legalcode-severance-agreement-review

Reviews severance and separation agreements for legal sufficiency, OWBPA/ADEA compliance, and employer liability exposure.

Global

legalcode-sg-employment-act-compliance

Assess Singapore Employment Act (Cap.

Singapore

legalcode-sox-compliance-assessment

SOX (Sarbanes-Oxley Act of 2002, Pub.

Global

legalcode-statute-analysis

Analyze statutes, acts, and regulations section by section — deconstruct structure, parse definitions, classify operative verbs, map exceptions and conditions, assess penalty tiers, determine authorit...

Global

legalcode-summary-judgment-analysis

Analyze summary judgment motions and oppositions for legal sufficiency, evidentiary support, procedural compliance, and strategic positioning.

Global

legalcode-uk-advertising-compliance

Review UK advertising and marketing communications for compliance with the CAP Code (non-broadcast), BCAP Code (broadcast), ASA enforcement practice, CMA consumer-protection expectations, pricing and...

United Kingdom — England Wales

legalcode-uk-bribery-act-compliance

UK Bribery Act 2010 compliance assessment for England and Wales covering all four criminal offences (s.1 active bribery, s.2 passive bribery, s.6 bribery of foreign public officials, s.7 corporate fai...

United Kingdom — England Wales

legalcode-uk-corporate-governance-code

Reviews UK Corporate Governance Code 2024 (FRC) compliance for companies listed on the London Stock Exchange commercial companies and closed-ended investment funds categories.

United Kingdom — England Wales

legalcode-uk-fca-regulatory-compliance

Assess, audit, and remediate Financial Conduct Authority (FCA) regulatory compliance for UK-regulated firms across the full FCA Handbook: authorization under FSMA 2000 s.19 and the Regulated Activitie...

United Kingdom — England Wales

legalcode-uk-pensions-trustee-compliance

Assess UK occupational pension scheme trustee compliance across all core regulatory obligations: trustee duties and governance under the Pensions Act 1995 and 2004, trustee knowledge and understanding...

United Kingdom — England Wales

legalcode-uk-prospectus-and-fca-offering-compliance

Reviews UK capital raising and securities offering compliance across the full regulatory stack: the Public Offers and Admissions to Trading Regulations 2024 (POATR 2024, in force 19 January 2026), FSM...

United Kingdom — England Wales

legalcode-uk-residential-tenancy

Reviews UK residential tenancies in England and Wales — audits compliance with assured shorthold tenancy (AST) requirements, deposit protection obligations (Tenancy Deposit Scheme/DPS/mydeposits), Sec...

United Kingdom — England Wales

legalcode-us-ada-accommodation

Guides ADA Title I reasonable accommodation analysis — disability determination under ADAAA, essential functions analysis, interactive process compliance, accommodation options, undue hardship defense...

United States — Federal

legalcode-us-fcpa-compliance

Assesses Foreign Corrupt Practices Act (FCPA) compliance for US issuers, domestic concerns, and companies with US-nexus operations.

United States — Federal

legalcode-us-federal-regulatory-comment

Draft, structure, and sharpen federal regulatory comments for APA notice-and-comment rulemaking (5 U.S.C.

United States — Federal

legalcode-us-ftc-advertising-compliance

Assess FTC advertising compliance for US advertisers — covering FTC Act Section 5 deceptive and unfair practices, advertising substantiation doctrine (prior substantiation, competent and reliable scie...

United States — Federal

legalcode-us-ofac-sanctions-screening

Conducts comprehensive US OFAC (Office of Foreign Assets Control) sanctions screening and compliance program analysis.

United States — Federal

legalcode-us-private-offering-and-blue-sky-compliance

Reviews US private securities offerings and resale transactions for Securities Act compliance — validates exemption selection (Reg D Rules 504/506(b)/506(c), Reg A/A+, Reg CF, Section 4(a)(2), Section...

United States — Federal

legalcode-us-reg-s-offering-review

Reviews offshore securities offerings and resale controls under SEC Regulation S (17 CFR §§ 230.901–230.905).

United States — Federal

legalcode-us-section-409a-valuation-review

Review nonqualified deferred compensation arrangements for IRC Section 409A compliance — assess valuation methodologies, verify safe harbor qualification (independent appraisal, illiquid startup presu...

United States — Federal

legalcode-us-state-privacy-comparison

Compare all enacted US state comprehensive privacy laws to determine applicability, map consumer rights obligations, and produce a compliance gap analysis for multi-state operations.

Global

legalcode-wage-hour-compliance-audit

Audits wage and hour compliance under the Fair Labor Standards Act (FLSA) and state equivalents.

Global

legalcode-zoning-land-use-analysis

Analyze zoning and land use compliance for any property or development project.

Global